Full text of EDGEMONT CAPITAL PARTNERS, L.P.'s X-17A-5 filed 2021-09-29 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | | PUBLIC | | |--|--|--------|--| | | | | | ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | | |---------------------------|--|------------------| | OMB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | Estimated average burden | | | | hours per response 12.00 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-65521 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 07/01/20<br>MM/DD/YY | AND ENDING | 06/30/21<br>MM/DD/Y Y | | |-----------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Edgemont Capital Partners, L.P. | | | OFFICIAL USE ONI Y | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 1251 Avenue of the Americas, 46th Floor | | | FIRM I.D. NO. | | | | (No and Street) | | | | | New York, | NY | | 10020 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Jeffrey Swearingen | | | (212) 867-8935 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Alvarez & Associates, Inc. Certified Public Accountants | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 9221 Corbin Ave., Suite 165 | Northridge, | CA | 91324 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant<br>Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on an ine basis for the exemption. See Section 240 77-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1…Read the full text as markdown