Full text of EDGEMONT CAPITAL PARTNERS, L.P.'s X-17A-5 filed 2023-09-28 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | OMB APPROVAL | |-------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|------------------------|--------------------------------------------| | PUBLIC | SECURITIES AND EXCHANGE COMMISSION | | Expires: Oct. 31, 2023 | OMB Number: 3235-0123 | | | Washington, D.C. 20549 | | | Estimated average burden | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | 65521 | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | AND ENDING 06/30/23 | | | | filing for the period beginning 07/01/22 | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | NAME OF FIRM: Edgemont Capital Partners, L.P. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer | _ Security-based swap dealer | _ Major security-based swap participant | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 787 7th Avenue, 49th Floor | | | | | | | (No. and Street) | | | | | New York, | New York | | | 10019 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Stuart Polansky | (646) 632-3971 | | | spolansky@edgemont.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | DCPA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 2121 Avenue of the Stars #800 Century City | | California 90067 | | | (Address) | (City) | (State) | | (Zip Code) | | 9/15/2020 | | 6567 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Stuart Polansky | swear (or affirm) that, to the best of my…Read the full text as markdown