RABO SECURITIES USA, INC. X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of RABO SECURITIES USA, INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: RABO SECURITIES USA, INC.
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0001182014-20-000002
• CIK: 1182014
• File #: 8-65525
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Andrea Martens
• Phone: 212-916-3706
• Signed by: Kenneth McGrory (President and Chief Operating Officer)

Document text (excerpt)

X-17A-5 0001182014 XXXXXXXX 008-65525 LIVE true true false 01-01-2019 12-31-2019 Broker-dealer N RABO SECURITIES USA, INC. 245 PARK AVENUE NEW YORK NY 10167-0062 Andrea Martens 212-916-3706 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Kenneth McGrory RABO SECURITIES USA, INC. 12-31-2019 Kenneth McGrory President and Chief Operating Officer Y

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• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
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Original filing on SEC EDGAR (source of record)