Full text of RABO SECURITIES USA, INC.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | 0MB APPROVAL | | | |--------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | Washington, D.C. 20549 | | | | | | | hours per response:<br>12 | | | | | ANNUAL !REPORTS | SEC FILE NUMBER | | | | | FORM )(-17A-5 | | | | | | PART Ill | 8-65525 | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | __ | | | | FILING FOR THE PERIOD BEGINNING | __<br>__<br>0_1_/0_1 /_:2_4 | __<br>1_2_/_3_1_/2_4<br>AND ENDING | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _R_a_b_o_S_e_c_u_r_it_ie_s_U_S_A_, _I n_c_. | | ________<br>_ | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | [!] Broker-dealer | □ Security-based swap dealer | D Major security-based swap participant | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 245 Park Avenue, 36th Floor | | | | | | | (No. and Street) | | | | | | | | | | | New York | NY | 10167 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Andrea Martens | (212) 916-3706 | andrea.martens@rabobank.com | | | | | | | | | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | PricewaterhouseCoopers LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 214 N. Tryon St., Suite 4200 | Charlotte | NC<br>28202 | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | October 20, 2003 | | 238 | | | | l''<br>of Reglslr.atloo with PCAOB )(;f applltable] | | (PCAOB Reglstrntloo N,mbec, If appll~ble) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | **Persons who are to respond to the collection of information contained in this form are not required to respond unles…Read the full text as markdown