Full text of KEEFE, BRUYETTE & WOODS, INC.'s X-17A-5/A filed 2018-04-23. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0000054930 XXXXXXXX LIVE false 01-01-2017 12-31-2017 Broker-dealer N EYs Original Review Report states that KBW met the identified exemption provision throughout the most recent fiscal year ended December 31, 2017 without exception when KBW stated in the Exemption Report that it met the exemption provision throughout the year, except as described in the attached Exception log. Attached to this letter is a corrected review report issued by EY, dated February 28, 2018 and the previously issued Exemption Report. KEEFE, BRUYETTE & WOODS, INC. 787 7TH AVENUE NEW YORK NY 10019 Richard Smith 212-887-6775 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Richard Smith Keefe, Bruyette & Woods, Inc. 12-31-2017 /s/ Richard Smith Chief Financial Officer Y
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