HILLTOP SECURITIES INC. X-17A-5 (2020-02-24) — Broker-dealer annual report

Full text of HILLTOP SECURITIES INC.'s X-17A-5 filed 2020-02-24. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HILLTOP SECURITIES INC.
• Form: X-17A-5
• Filed: 2020-02-24
• Accession: 0001193125-20-046741
• CIK: 891055
• File #: 8-45123

Document text (excerpt)

X-17A-5 0000891055 XXXXXXXX LIVE false false 01-01-2019 12-31-2019 Broker-dealer N Hilltop Securities Inc 1201 Elm Street Suite 3500 Dallas TX 75270 Laura Leventhal 214-859-1026 PricewaterhouseCoopers 2121 N. Pearl Street Dallas TX 75201 Certified Public Accountant M. Bradley Winges Hilltop Securities Inc. 12-31-2019 M. Bradley Winges President and Chief Executive Officer Y

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• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-23
• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-02-22
• X-17A-5 — 2018-02-23
• X-17A-5 — 2017-02-23
• X-17A-5 — 2016-03-08
• X-17A-5 — 2015-02-26
• X-17A-5 — 2014-09-10

Original filing on SEC EDGAR (source of record)