Full text of HILLTOP SECURITIES INC.'s X-17A-5 filed 2025-02-21. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **Hilltop Securities Inc.** **Statement of Financial Condition As of December 31, 2024 With Report of Independent Registered Public Accounting Firm** > Filed pursuant to Rule 17a(3)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |-------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------------------------| | | FILING FOR THE PERIOD BEGINNING January 1, 2024 AND ENDING December 31, 2024 | | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: Hilltop Securities Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>lel Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | L Security-based swap dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 717 N. Harwood Street, Suite 3400 | | | | | (No. and Street) | | | Dallas | TX | 75201 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Laura Leventhal | 214-859-1026 | laura.leventhal@hilltopsecurities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 2121 N. Pearl Street | Dallas | 1X | 75201 | | (Address) | (City) | (State) | (Zip Code) | | October 20, 2003 | | 238 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | {2}------------------------------------------------ | Bradley Winges | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of Hilltop Securities Inc. | as of…Read the full text as markdown