Full text of STIFEL, NICOLAUS & COMPANY, INCORPORATED's X-17A-5 filed 2020-02-28. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000094403 XXXXXXXX LIVE false false 01-01-2019 12-31-2019 Broker-dealer OTC derivatives dealer N STIFEL, NICOLAUS & COMPANY, INCORPORATED 501 NORTH BROADWAY ST. LOUIS MO 63102 Frederick R. Schrick 314-342-4046 Ernst & Young LLP 301 First Stamford Place Stamford CT 06902 Certified Public Accountant Frederick R. Schrick STIFEL, NICOLAUS & COMPANY, INCORPORATED 12-31-2019 Security accounts of principal officers and directors, which are classified as brokerage clients (debits $916,380 and credits $748,378). /s/ Frederick R. Schrick Chief Financial Officer Y
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