Full text of STIFEL, NICOLAUS & COMPANY, INCORPORATED's X-17A-5 filed 2018-02-28. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000094403 XXXXXXXX LIVE false 01-01-2017 12-31-2017 Broker-dealer N Stifel, Nicolaus & Company, Incorporated 501 North Broadway St. Louis MO 63102 Mr. Frederick R. Schrick (314) 342-2000 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Frederick R. Schrick Stifel, Nicolaus & Company, Incorporated 12-31-2017 Security accounts of principal officers and directors, which are classified as brokerage clients (debits $43,438 and credits $312,244). /s/ Frederick R. Schrick Chief Financial Officer Y
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