Full text of DSIL INVESTMENT SERVICES LLC's X-17A-5 filed 2022-02-28. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2021 Filed as PUBLIC information pursuant to rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-44763 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 1/01/2021 | | | AND ENDING 12/31/2021 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: DSIL Investment Services LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Security-based swap dealer Major security-based swap participant<br>A Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 180 Maiden Lane, Suite 1302 | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10038 | | | | (City) | | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Maurizio Tallini | 212-217-1071<br>mtallini@domini.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>RSM US LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 4 Times Sq, 151 West 42nd St., 19th Fl New York | | NY | 10036 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/24/2003 | | 49 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemptio…Read the full text as markdown