Full text of DSIL INVESTMENT SERVICES LLC's X-17A-5/A filed 2023-03-01. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2022 Filed as PUBLIC information pursuant to rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-44763 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2022 FILING FOR THE PERIOD BEGINNING 01/01/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OFFIRM: DSIL Investment Services LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer C Security-based swap dealer @ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 180 Maiden Lane, Suite 1302 (No. and Street) New York New York 10038 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Carole Laible 212-217-1058 claible@domini.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Horne LLP (Name - if individual, state last, first, and middle name) 8 Cadillac Drive, Suite 160 Brentwood 37027 TN (Address) (City) (State) (Zip Code) 10/14/2003 171 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I. Carole Laible swear (or affirm) that, to the best of my knowledge and belief, the as of financial report pertaining to the firm of DSIL Investment Services LLC mg to the 11/2 022 . , is true and correct. I further swear (or affirm) that neither the company nor any 12/31 partner, officer, director, or equivalent person, as the case may be, h…Read the full text as markdown