Full text of EMPIRICAL RESEARCH PARTNERS LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # EMPIRICAL RESEARCH PARTNERS LLC (A Limited Liability Company) # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-65590 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 01/01/2021<br>FILING FOR THE PERIOD BEGINNING | | AND ENDING | 12/31/2021 | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Empirical Research Partners LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>പ്ര Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | _ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 565 Fifth Avenue, 25th floor | | | | | | | (No. and Street) | | | | | New York | | NY | 10017 | | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael Goldstein | 212-803-8010 | | GML Comm@empirical-research.com | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | Citrin Cooperman & Company, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 529 Fifth Avenue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 11/2/2005 | | | 7468 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in…Read the full text as markdown