Full text of EMPIRICAL RESEARCH PARTNERS LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## EMPIRICAL RESEARCH PARTNERS LLC (A Limited Liability Company) ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | 12<br>hours per response: | SEC FILE NUMBER | FORM X-17A-5<br>PART III | | 8-65590 | | | |-----------------------------------------------------------------------------------------------------------|------------|------------|-----------------------------------------|--| | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | LING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | Empirical Research Partners LLC<br>AME OF FIRM: | | | | | | PE OF REGISTRANT (check all applicable boxes): | | | | | | Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | _ Major security-based swap participant | | | | | | | | FILING FOR THE PERIOD BEGINNING TYPE OF REGISTRANT (check all applicable NAME OF FIRM: @ Broker-dealer FOF FILL A-13 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | obs Fifth Avenue, 25th 1100r | | | | | |----------------------------------------------------------------------------|------------------------------------------------------------|---------|-------------------------------------------|--| | | (No. and Street) | | | | | New York | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael Goldstein | 212-803-8010 | | GML Comm@empirical-research.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling* | | | | | | Citrin Cooperman & Company, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 529 Fifth Avenue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 11-2-2005 | | 2468 | | | | (Date of Registration with PCAOBI (if annlican of | | | (PCAOR Registration Number if annlicable) | | FOR OFFICIAL USE ONLY \* Claims for exemp…Read the full text as markdown