Full text of SUN'S BROTHERS SECURITIES INC.'s X-17A-5 filed 2023-01-18 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements for the Year Ended September 30, 2022 and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: | | | SEC FILE NUMBER | | | |--|--|-----------------------------------------------------------------------------------------|--|--| | | | and and the promote of the collection and controlled by the production of the become of | | | | | PART III | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--|--| | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING | 10/01/21 | AND ENDING | 09/30/22 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | SUN'S BROTHERS SECURITIES, INC. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer __ Security-based swap dealer __ _ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 6770 HAWAII KAIDR | UNIT 209 | | | | | | | (No. and Street) | | | | | | HONOLULU | I | | 96825 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | MIN WON YANG, PRESIDENT 808-538-0590 | | | sbs@hawaii.rr.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. Accountant identification | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | OHAB AND COMPANY, P.A. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 100 E. SYBELIA AVE STE 130 MAITLAND | | ﺘ | 3275 | | | | (Address) | (City) | (State) | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | |…Read the full text as markdown