Full text of SUN'S BROTHERS SECURITIES INC.'s X-17A-5 filed 2026-02-02 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # ANNUAL REPORTS FORM X-17A-5 PART III | hours per response:<br>12 | |---------------------------| | SEC FILE NUMBER | | 8-65595 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 10/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: SUN'S BROTHERS SECURITIES, INC. TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer AND ENDING 09/30/25 ADDRESS OF PRINCIPAL PLACE OF BUSINESS』(Do not use a P.O. box no.) # 6770 HAWAII KAI DRIVE #209 | | (No. and Street) | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | HONOLULU, HI 96825 | | | | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | MINWON YANG | SBS@HAWAII.RR.COM | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | OHAB AND COMPANY, PA | | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 E SYBELIA AVENUE, SUITE 130 MAITLAND | | FL | 32751 | | (Address) | (City) | (State) | (Zip Code) | | JULY 28, 2004 | | 1839 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on an incepens public CER 240 17-5 (cV1Vii) if see linchla CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### QATH OR AFFIRMATION I, MINWON YANG swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of SUN'S BROTHERS SECURITIES INC. as of al30…Read the full text as markdown