Full text of GLENDALE SECURITIES, INC.'s X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Glendale Securities, Inc. Report Pursuantto Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION **Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-65604 MM/DD/VY **FACING PAGE** **Information Required Pursuant to** Rules **17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/21 AND ENDING 12/31/21 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Glendale Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): **1B** Broker-dealer □ Security-based swap dealer 0 Check here if respondent Is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | 15233 Ventura Blvd., Suite 712 | | | |--------------------------------|--|--| | | | | | Sherman Oaks | | CA | | 91403 | |---------------------------------------------------|--|---------------------------------------------------------------------------|---------------------------------------------|------------| | (Oty) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Paul Eric Flesche 818-907-1505 | | eflesche@glendalesecurltles.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | Alvarez & Associates, Inc. | | | | | | | | (Name - if indMdual, state last, first, and middle name) | | | | 9221 Corbin Avenue, Suite 165 Northridge | | | California 91324 | | | (Address) | | (Oty) | (State) | (Zip Code) | | 10/16/2018 | | | 6517 | | | (Date of Rellistratlon with PCA0B)(if applicable) | | | (PCA0B Reirlstratlon Number, If aoollcablel | | \* Oalms for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(11), If applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB cont…Read the full text as markdown