Full text of GLENDALE SECURITIES, INC.'s X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Glendale Securities, Inc. Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 202͵** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | |-----------------| | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/23 MM/DD/YY MM/DD/YY 12/31/23 A. REGISTRANT IDENTIFICATION NAME OF FIRM: Glendale Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer 6567 AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 15233 VENTURA BLVD., SUITE 712 | | (No. and Street) | | | | | | | | |-----------------------------------------------------------------------------------|---------------------------------------------------|---------------------------------|--|--|--|--|--|--| | SHERMAN OAKS<br>CA<br>91403 | | | | | | | | | | (City) | (State) | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Paul E. Flesche | 818-907-1505 | eflesche@glendalesecurities.com | | | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DCPA | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 2121 Avenue of the Stars #800 Century City | | California 90067 | | | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | | | | 9/15/2020 | 656 | | | | | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currentl…Read the full text as markdown