Full text of GALLATIN CAPITAL LLC's X-17A-5 filed 2025-09-30 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-65718 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM. GALLATIN CAPITAL, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 444 MADISON AVE (No. and Street) 10022 NY NEW YORK (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING DANA ADEN daden@gallatincapital.com (212) 891-7980 (Area Code – Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* WITHUM SMITH & BROWN, PC (Name – if individual, state last, first, and middle name) 08540 NJ 506 CARNEGIE CTR., SUITE 400 PRINCETON (Zip Code) (State) (City) (Address) 100 10/08/2003 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | JOHN YOUNGBLOOD | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------|--------------------------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of GALLATIN CAPITAL, LLC | | as of | | 6/30<br>2 025 | , is true and correct. I further swear (or affirm) that neither the company nor any | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature: Title: PRINCIPA Notary Public ### This filing \*\* contains (check all applicable boxes): - (a) Statement of financial condition. - = (b) Notes to consolidated st…Read the full text as markdown