Full text of GALLATIN CAPITAL LLC's X-17A-5 filed 2024-10-10 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-65718 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | filing for the period beginning 07/01/23 | | AND ENDING U6/30/24 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|---------------------|----------| | 2 2017 2 8 8 2 2 3 2 3 2 3 1 2 3 1 2 3 1 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2 3 2<br>2007 1000 1000 0000 00000 0000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000 | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: GALLATIN CAPITAL, LLC. | | | | TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 444 MADISON AVE | | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------|--------------------------------------------|------------| | NFW YORK | | NY | | 10022 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | DANA ADEN | | (212) 891-7980<br>daden@gallatincapital.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WITHUM SMITH & BROWN, PC | (Name - if individual, state last, first, and middle name) | | | | | 506 CARNEGIE CTR., SUITE 400 PRINCETON | | | NJ | 08540 | | (Address) | (City) | | (State) | (Zip Code) | | 10/08/2003 | | | 100 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if appl…Read the full text as markdown