Full text of B. RILEY SECURITIES, INC.'s X-17A-5 filed 2025-03-17 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Statement of Financial Condition December 31, 2024** The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a **PUBLIC DOCUMENT**. {1}------------------------------------------------ 16#-\*\$ | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | 12<br>hours per response: | | SEC FILE NUMBER | |-----------------| | 8-41426 | {2}------------------------------------------------ | Michael McCoy | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of B. Riley Securities, Inc. | | as of | | 12/31 | 2024 , is true and correct. I further swear (or affirm) that neither the company nor any | | | as that of a customer. | partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely | | | | Signature: | | | | Title:<br>GINA DOWNS<br>A | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ ### **Index** ### **December 31, 2024** | Report of Independent Registered Public Accounting Firm…………………………………………. | 1 | |--------------------------------------------------------------------------|---| | Financial Statement | | | Statement of Financial Condition………………………………………………………………………… | 3 | | Notes to Statement of Financial Condition……………………………………………………………… | 4 | {4}------------------------------------------------  4601 DTC BOULEVARD • SUITE 700 DENVER, COLORADO 80237 TELEPHONE: (303) 753-1959 FAX: (303) 753-0338 www.spicerjeffries.com # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Shareholder and Board of Directors of B. Riley Securities, Inc. # **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of B. Riley Securities, Inc. (the "Company") as of December 31, 2024 and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2024, in conformity with accounting principles gener…Read the full text as markdown