B. RILEY SECURITIES, INC. X-17A-5 (2026-03-03) — Broker-dealer annual report

Full text of B. RILEY SECURITIES, INC.'s X-17A-5 filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) **Statement of Financial Condition December 31, 2025** The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a **PUBLIC DOCUMENT**. {1}------------------------------------------------ | 8-41426 | | |---------|--| | 01/01/25<br>12/31/25 | | | | | | | | |-----------------------------------|-----------------------|-----|----|-----------------------------|--|--|--| | | | | | | | | | | | | | | | | | | | B.<br>Riley | Securities,<br>Inc. | | | | | | | | ■ | | | | | | | | | | | | | | | | | | 11100<br>Santa<br>Monica | Blvd,<br>Suite<br>800 | | | | | | | | | | | | | | | | | Los<br>Angeles | CA | | | 90025 | | | | | | | | | | | | | | | | | | | | | | | Michael<br>McCoy | 310-689-2243 | | | mmccoy@brileysecurities.com | | | | | | | | | | | | | | | | | | | | | | | Crowe<br>LLP | | | | | | | | | | | | | | | | | | 485<br>Lexington<br>Ave,<br>Floor | New<br>York<br>11 | | NY | 10017 | | | | | | | | | | | | | | 09/24/2003 | | 173 | | | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ Michael McCoy B. Riley Securities, Inc. 12/31 <sup>025</sup> Chief Financial Officer - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # **Index** # **December 31, 2025** | Report of Independent Registered Public Accounting Firm…………………………………………. | 1 | |---------------------------------------------------------------------------|---| | Financial Statement | | | Consolidated Statement of Financial Condition………………………………………………………… | 3 | | Notes to Consolidated Statement of Financial Condition…………………………….………………… | 4 | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) ![](_page_4_Picture_1.jpeg) # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Member of B. Riley Securities, Inc. Los Angeles, California # **Opinion on the Financial Statement** We have audited the accompanying consolidated statement of financial condition of B. Riley Securities, Inc. (the "Company") as of December 31, 2025, and the related notes (collectively referred to as the "consolidated financial statement"). In our opinion, the consolidated financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2025, in conformity with accounting principles generally accepted in the United States…

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