Full text of X-CHANGE FINANCIAL ACCESS, LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULE PURSUANT TO SEC RULE 17a-5 AND CFTC REGULATION 1.10 > DECEMBER 31, 2018 (Confidential) {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/18** AND ENDING **--=-1=2/.:..31.:..:../1=8::......\_** MM/DDNY MM/DDNY #### **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: #### **X-CHANGE FINANCIAL ACCESS LLC** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | (No. and Street) | |------------------| | | | Chicago | Illinois | 60605 | | |---------|----------|------------|--| | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* **Ryan** & **Juraska LLP, Certified Public Accountants** (Name - if individual, state last, first, middle name) | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | |----------------------------------------|---------|----------|------------| | (Address) | (City) | (State) | (Zip Code) | #### **CHECK ONE:** [ x] Certified Public Accountant [ ] Public Accountant [ ] Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). **0MB APPROVAL 0MB Number: 3235-0123** Expires: August 31, 2020 Estimated average burden hours per response .......... 12.00 SEC FILE **NUMBER** **8-65860** **OFFICIAL USE ONLY FIRM ID. NO.** **David** E. **Oulvey (312) 583-0834** (Name) (Area Code - Telephone No) {2}------------------------------------------------ # **OATH OR AFFIRMATION** I, **David E. Oulvey.** swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **X-Change Financial Access LLC** as of **December 31, 2018,** are true and correct. I further swear (or…Read the full text as markdown