Full text of X-CHANGE FINANCIAL ACCESS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Fl NANCIAL STATEMENTS AND SUPPLEMENTALSCHEDULE PURSUANT TO SEC RULE 17a-5 AND CFTC REGULATION 1.10 > DECEMBER 31, 2020 ( Confidential) {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB Number:<br>Expires: | 0MB APPROVAL<br>3235-0123<br>October 31, 2023<br>Estimated average burden<br>hours per response • 12.00 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|----------------------------------|---------------------------------------------------------------------------------------------------------| | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART Ill | | | SEC FILE NUMBER<br>8-65860 | | Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | FACING PAGE | | | | REPORT FOR THE PERIOD BEGINNING<br>01/01/20<br>MM/DO/VY | AND ENDING | 12/31/20<br>_-.:M:-M/D:0/YY__,,_ | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY<br>FIRM 10. NO. | | X-CHANGE FINANCIAL ACCESS LLC | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 425 South Financial Place, Suite 2900<br>(No. and Street) | | | | | Chicago<br>(State)<br>(City) | Illinois | 60605<br>(Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | David E. Oulvey<br>(Name) | | | (847) 712-8870<br>(Area Code-Telephone No) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Ryan & Juraska LLP, Certified Public Accountants<br>(Name - a individual, sta1e last. first, middle name) | | | | | 141 West Jackson Boulevard, Suite 2250<br>(Address) | Chicago<br>(Ctty) | Illinois<br>(State) | 60604<br>(Zip Code) | | CHECK ONE:<br>( x] Certified Public Accountant<br>[ ] Public Accountant<br>{ ] Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e){2). {2}-----------…Read the full text as markdown