GROTON SECURITIES LLC X-17A-5 (2019-03-13) — Broker-dealer annual report

Full text of GROTON SECURITIES LLC's X-17A-5 filed 2019-03-13 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: GROTON SECURITIES LLC
• Form: X-17A-5
• Filed: 2019-03-13
• Period: 2018-12-31
• Accession: 0001226201-19-000002
• CIK: 1226201
• File #: 8-65896
• Material weakness: No
• Auditor: Morison Cogen LLP
• Auditor location: Blue Bell, PA
• Contact: Kathy Efrem
• Phone: 212-897-1686
• Signed by: Luis E. Rinaldini (Chief Executive Officer)

Document text (excerpt)

X-17A-5 0001226201 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N GROTON SECURITIES LLC 600 THIRD AVENUE, OFFICE 231 NEW YORK NY 10016 Kathy Efrem 212-897-1686 Morison Cogen LLP 484 Norristown Road Suite 100 Blue Bell PA 19422 Certified Public Accountant Luis E. Rinaldini GROTON SECURITIES LLC 12-31-2018 Luis E. Rinaldini Chief Executive Officer Y

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Other filings by this registrant

• X-17A-5 — 2020-03-16
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-03-14
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-02-25
• X-17A-5 — 2010-03-01
• X-17A-5 — 2009-03-09
• X-17A-5 — 2009-03-02

Original filing on SEC EDGAR (source of record)