Full text of DNB MARKETS, INC.'s X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### F I N A N C I A L S T A T E M E N T S A N D S U P P L E M E N T A L I N F O R M A T I O N DNB Markets, Inc. Year Ended December 31, 2024 With Report of Independent Registered Public Accounting Firm *(SEC I.D. No 8-66024)* {1}------------------------------------------------ ### Financial Statements and Supplemental Information Year Ended December 31, 2024 ### **Contents** | Facing Page & Oath or Affirmation | |-----------------------------------------------------------------------------------------------------------| | Report of Independent Registered Public Accounting Firm | | Financial Statements | | Statement of Financial Condition 5 | | Statement of Operations 6 | | Statement of Changes in Stockholder's Equity 7 | | Statement of Changes in Subordinated Borrowings 8 | | Statement of Cash Flows 9 | | Notes to Financial Statements 11 | | Supplemental Schedules | | Schedule I – Computation of Net Capital under Rule 15c3-1 of the Securities and<br>Exchange Commission 30 | | Schedule II – Computation for Determination of Reserve Requirements 31 | | Schedule III – Information for Determination of Possession or Control of<br>Securities…… 32 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 OMB APPROVAL OMB Number:3235-0123 Expires: Nov. 30,2026 Estimated average burden hours per response: 12 SEC TILE NUMBER ## ANNUAL REPORTS FORM X-174-5 PART III FACING PAGE | | lnformation Required Pursuant to Rules L7a-5, L7a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------| | FILING FOR THE PERIOD BEGI | o1/0112024<br>AND ENDING<br>NN NG | 1213112024 | | | MM/DD/YY | MM/DD/YY | | | A. REG¡STRANT IDENTIFICATION | | | NAME OF FIRM: | DNB Markets, lnc. | | | TYPE OF REGISTRANT (check all applicable boxes):<br>n Check here if respondent is also an OTC derivatives dealer | E Broker-dealer n Security-based swap dealer n Ua.¡or security-based swap participant<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 30 Hudson Yards, 81st Floor | | | | | (No. and Street) | | | New York | NY | 1 0001 | | (City) | (State) | (Zip Code)…Read the full text as markdown