Full text of DNB MARKETS, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### F I N A N C I A L S T A T E M E N T S A N D S U P P L E M E N T A L I N F O R M A T I O N DNB Carnegie, Inc. Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm *(SEC I.D. No 8-66024)* {1}------------------------------------------------ ## Financial Statements and Supplemental Information Year Ended December 31, 2025 ## **Contents** | Facing Page & Oath or Affirmation | | |---------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm | | | Financial Statements | | | Statement of Financial Condition 5 | | | Statement of Operations 6 | | | Statement of Changes in Stockholder's Equity 7 | | | Statement of Changes in Subordinated Borrowings 8 | | | Statement of Cash Flows 9 | | | Notes to Financial Statements 11 | | | Supplemental Schedules | | | Schedule I – Computation of Net Capital under Rule 15c3-1 of the Securities and Exchange | | |-------------------------------------------------------------------------------------------|--| | Commission 33 | | | | | | Schedule II – Computation for Determination of Reserve Requirements 34 | | | | | | Schedule III – Information for Determination of Possession or Control of Securities…… 35 | | {2}------------------------------------------------ | | UNITED STATES<br>SECUR]TIES AND EXCHANGE COMMISSION<br>Washington, D.C.20549 | | NMR ÂPÞROVAI<br>OMB Number:323H)123<br>Expires: Nov.30, 2026<br>Estimated average burden<br>hourcperresponse: 12 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|-----------------|------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A.5 | | | | | | PART III | | | | | | | FACING PAGE<br>lnformation Required Pursuant to Rules l7a-5, 77a-12, and 18a-7 under the Secur¡t¡es Exchange Act of 1934<br>1213112025<br>0110112025<br>AND ENDING<br>FILING FOR THE PERIOD BEGINNING | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT I DENTIFICATION | | | | | | DNB Carn<br>NAME OF FIRM: | ie, lnc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>I Ma¡or security-based swap par…Read the full text as markdown