Full text of HAMILTON EXECUTIONS L.L.C.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## Hamilton Executions LLC Annual Audit Report December 31, 2023 Public Document {1}------------------------------------------------ **UNITED STAT£\$ SECURITIES ANO EkCHANGE COMMISSION W111hln1ton,** O.C. **20!i49** | ANNUAL REPORTS | |----------------| | FORM X-17A•S | | PART Ill | | OMO Nlimbtt: 123!>-0123 | |----------------------------| | £icptre,; N(}I! 30, 2026 | | fttlmatlld avl!rtg, burd~o | | tiours Pt' r~poolfl!; I! | | | | src FILE NlJMS(R | 8-66025 #### FACING PAGE tnform•tion Rtquhd Pursuant to Rules 17a•S, 17a•12, and 18a·1 under the Securities bchanp Act of 1934 FIUNG FOR TH£ PERIOD BEGINNING 1/1/23 AND ENDING \_1\_21\_31\_12\_3 \_\_\_\_ \_ ----M-M-/D\_O\_f'(\_Y \_ \_\_.. MM/00/'(Y **A, REGISTRANT** IDENTIFICATION NAME OF FIRM: Hamilton Executions LLC **TYPE** OF REGISTRANT (check all applicable boxes): C3 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant = **Ct!Kk** here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | |----------|------------------|------------| | New York | NY | 10005 | | (City) | (State) | {Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Helene Berson | 415-203-3960 | hbersoncpa@gmail.com | |---------------|--------------------------------|----------------------| | (Name} | (Area Code - Telephone Number} | (Email Address) | | | | | #### **B. ACCOUNTANT IDENTIFICATION** **INDEPENDENT** PUBLIC ACCOUNTANT whose reports are contained In this filing• | | (Name - if individual, state last, first, and middle name) | | | |---------------------------------------------------|------------------------------------------------------------|---------|----------------------------------------------| | 141 W. Jackson Blvd., Suite 2250 | Chicago | IL | 60604 | | (Address) | (City) | (State) | (Zip Code) | | 3124109 | | 3407 | | | (Date of keg1strat1on w11ti' PCAOBHlf applicable) | | | (PCA06 Regi)tration Nuniber, If appllcotble) | | | FOR OFFICIAL USE ONLY | | | • Oaims for exe.mption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption, See 17 CfR 240,17a•S(e)(l)(ii), If iipplic:able. Persons **who are** to re59()nd to the collection of lnf0<matlon contained In th1\$ form are not required to respond unlt…Read the full text as markdown