Full text of HAMILTON EXECUTIONS LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Hamilton Executions LLC Annual Audit Report December 31, 2025 Public Document {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 8-86025 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 1/1/25 | --<br>---<br>------<br>-------<br>AND ENDING 12/31/25 | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-------------------------------------------------------------|---------------------------------------------------|--------------------|--| | | -<br>MM/DD/VY | | | -<br>-<br>MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM : Hamilton Executions LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes ):<br>D Security-based swap dealer<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | □ Major secu rity-based swap partici pant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 11 Wall Street | | | | | | | | (No. and Street) | | | | | | New York | NY | | | 10005 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Helene Berson | 415-203-3960 | | hberson@fcfgroupholdings.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPEND~NT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ryan & Juraska LLP | | | | | | | | | (Na me - if individual, state last, first, and middle name) | | | | | 141 W. Jackson Blvd.<br>, Suite 2250 | Chicago | | IL | 60604 | | | (Add ress) | (City) | | (State) | (Zip Code) | | | 3/24/09 | | 3407 | | | | | l"<br>of Regis<ca<ioo wi<h PCAOBJ{if applicable] | | | I<br>'"'"""°"<br>N,mbec, ,f applicable)<br>]PCAOB | | | | | FOR OFFICIAL USE ONLY | | | | | • Cl aims for exemption from the requirement that the annual reports be covered by the reports of…Read the full text as markdown