Full text of OPEN TO THE PUBLIC INVESTING, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OPEN TO THE PUBLIC INVESTING, INC. (SEC I.D. No. 8-66049) STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM > FILED PURSUANT TO RULE 17A-5(E)(3) UNDER THE SECURITIES EXCHANGE ACT OF 1934 AS A PUBLIC DOCUMENT {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill #### **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------|------------------|--|--| | FILING FOR THE PERIOD BEGINNING 11112021 | ---------- | AND ENDING 1213112021 | ----------- | | | | | MM/DD/VY | | MM/DD/ Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM : Open to the Public Investing, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>iii Broker-dealer<br>D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 6 Harrison St, 5th FL | | | | | | | {No. and Street) | | | | | | | New York | NY | | 10013 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Yifei Wang | 646-808-9320 | | yifei@public.com | | | | {Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PricewaterhouseCoopers LLP | (Name - if individual, state last, first, and middle name) | | | | | | | |------------------------------------------------------------|-----------------------|---------|--------------------------------------------|--|--|--| | 300 Madison Ave | New York | NY | 10017 | | | | | {Address) | {City) | (State) | (Zip Code) | | | | | October 20, 2003 | | 238 | | | | | | rte of Regtst,atioo w<h PCAOB)(tf apphcable) | | | (PCAOB R,gtmatioo Nombec, If applicable) I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | • Claims for exempt…Read the full text as markdown