OPEN TO THE PUBLIC INVESTING, INC. X-17A-5 (2023-03-30) — Broker-dealer annual report

Full text of OPEN TO THE PUBLIC INVESTING, INC.'s X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## OPEN TO THE PUBLIC INVESTING, INC. (SEC I.D. No. 8-66049) ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31 , 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | | | # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** | SEC FILE NUMBER | |-----------------| | | | 8-66049 | MM/DD/YY **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/1/2022** MM/DD/YY AND ENDING **12f3 1 f***2022* **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Open to the Public Investing, Inc. TYPE OF REGISTRANT (check all applicable boxes): D Check here if respondent is also an OTC derivatives dealer 0 Broker-dealer □ Security-based swap dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 6 Harrison St, FL5 | | |--|--|--------------------|--| | | | | | | {No. and Street) | | |------------------|------------| | NY | 10013 | | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | Yifei Wang | 34 7-675-6395 | yifei@public.com | |------------|--------------------------------|------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # PricewaterhouseCoopers LLP | New York<br>NY | 10017 | |-----------------------|------------------------------------------------| | | | | {State) | (Zip Code) | | 238 | | | | I<br>(PCAOB R,g;stratloo Nombec, ;f appUcabh,) | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form** displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION…

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