GLADSTONE SECURITIES, LLC X-17A-5 (2019-09-13) — Broker-dealer annual report

Full text of GLADSTONE SECURITIES, LLC's X-17A-5 filed 2019-09-13 (period 2019-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: GLADSTONE SECURITIES, LLC
• Form: X-17A-5
• Filed: 2019-09-13
• Period: 2019-06-30
• Accession: 0001253492-19-000002
• CIK: 1253492
• File #: 8-66052
• Material weakness: No
• Auditor: PriceWaterhouseCoopers LLP
• Auditor location: McLean, VA
• Contact: Michael T Marrone
• Phone: 646-930-1906
• Signed by: Jack Dellafiora (Managing Principal)

Document text (excerpt)

X-17A-5 0001253492 XXXXXXXX LIVE false false false 07-01-2018 06-30-2019 Broker-dealer N GLADSTONE SECURITIES, LLC 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 Michael T Marrone 646-930-1906 PriceWaterhouseCoopers LLP 1800 Tysons Boulevard McLean VA 22102 Certified Public Accountant Jack Dellafiora GLADSTONE SECURITIES, LLC 06-30-2019 Jack Dellafiora Managing Principal Y

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Original filing on SEC EDGAR (source of record)