Full text of GLADSTONE SECURITIES, LLC's X-17A-5/A filed 2018-11-02 (period 2018-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0001253492 XXXXXXXX LIVE false false false 07-01-2017 06-30-2018 Broker-dealer N We made a change to the Exemption report, as we claimed the exemption under 240.15c3-3 (k)(2)(ii) and it should have been 240.15c3-3 (k)(2)(I) GLADSTONE SECURITIES, LLC 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 Michael T Marrone 646-930-1906 PRICEWATERHOUSECOOPERS LLC 1800 Tysons Blvd Mclean VA 22102 Certified Public Accountant Jack Dellafiora GLADSTONE SECURITIES, LLC 06-30-2018 Jack Dellafiora Managing Principal Y
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