Full text of PARITER SECURITIES, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB Number: 3235-0123 | | |----------------------------------------------------|--| | Expires: Oct. 31, 2023<br>Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMBER 8-66064 FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01 /01 /21** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: PARITER SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): **1B** Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant AND ENDING **12/31/21** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | B. ACCOUNTANT IDENTIFICATION | | | | | | |----------------------------------------------|--------------------------------------------|-------------------------------|------------------------|--|--| | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | 787-781-2555<br>Francisco Rivera Fernandez | | frivera@pariterwmg.com | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | (City) | | (State) | (Zip Code) | | | | | GUAYNABO | PR | 00966 | | | | | | (No. and Street) | | | | | 243 CARRETERA #2 | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | (Name - if individual, state last, first, and middle name) | | | |---------------------------------------------------|------------------------------------------------------------|---------|---------------------------------------------| | 1600 Hwy. 6 Suite 100 | Sugar Land | TX | 77478 | | (Address) | (City) | (State) | (Zip Code) | | 07/14/2020 | | 6706 | | | (Date of Re11istration with PCAOB)(if aoplicable) | | | (PCAOB Re11istration Number, if aoplicablel | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis or the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}-…Read the full text as markdown