Full text of PARITER SECURITIES, LLC's X-17A-5 filed 2024-04-10 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION , : . •• ·or.1~ Number: 3235-<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill<br>FACING PAGE | ·'<br>•<br>,<br>- · | OMBAPPROVAL<br>0123<br>Expires: Nov. 30, 2026<br>c~a;:~ ~::;~:e~ur~t<br>__<br>______<br>, | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------|-------------------------------------------------------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | ___<br>__ | ___ | __ | | FILING FOR THE PERIOD BEGINNING | 0_1_/0_1_/_2_3<br>MM/DD/VY | AND ENDING | 12_/_3_1_/_2_3<br>MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: _P_a_rit_e_r_S_e_c_u_r_it_ie_s_,_L_L_C | ____________ | | _ | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>243 Carretera #2 | | | | | | (No. and Street) | | | | | | | | | Guaynabo | PR | | 00966 | | (City) | (State) | | (Zip Code) | | | | | | | | (787) 781-2555 | | frivera@pariterwmg.com | | | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Francisco Rivera Fernandez<br>(Name)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>TPS Thayer | (Name - if individual, state last, first, and middle name) | | | | 1600 Hwy 6, Suite 100<br>(Address) | Sugar Land<br>(City) | TX<br>(State) | 77478<br>(Zip Code) | | 07/14/2020<br>(Date of Registration with PCAOB)(if applicable) | | 6706 | | {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Francisco Rivera Fernandez | |-----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown