Full text of GCA ADVISORS, LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### PUBLIC VERSION #### GCA ADVISORS, LLC ### FlNANCIAL STATEMENT WITH REPORT OF lNDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM #### DECEMBER 31, 2019 {1}------------------------------------------------ ## GCA ADVISORS, LLC ### FINANCIAL STATEMENT ## DECEMBER31, 2019 ## TABLE OF CONTENTS #### Page ' | Notes to Financial Statement. 3 -<br>9 | |------------------------------------------------------------| | Statement of Financial Condition 2 | | Report of Independent Registered Public Accounting Firm 1 | | Oath of Affinnation i | {2}------------------------------------------------ I PUBLIC VERSION I UNITEDSfATES SECURITJESAND EXCHANGECOMMISSJON Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill OMB APPROVAL OMB Number: 3235-0123 Expires: August31 ,2020 Estimated average burden hours per response ...... 12.00 | | SEC FILE NUMBER | |---------|-----------------| | 8-66065 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a~5 Thereunder | REPORT FOR THE PERIOD BEGINNING Q1/Q1/19 | | AND ENDING 12/31 | 9<br>/1<br>~~~~ | | |------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|------------------|-------------------------------|--| | | MM/DD/YY | | ~~~~~<br>MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: GCA ADVISORS, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>ONE MARITIME PLAZA, 25TH FLOOR | | | FIRM 1.0. NO. | | | | (No. and Street) | | | | | SAN FRANCISCO | CA | 94111 | | | | (City) | (Slate) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>AARON COHEN 415-318-3684 | | | | | | | | | (Area Code -Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>ERNST WINTIER & ASSOCIATES LLP | | | | | | | (Name - if individ11al. stale last, jil'st. middle name) | | | | | 675 YGNACIO VALLEY RD STE A200 | WALNUT CREEK | CA | 94596 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I./ I<br>certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FO…Read the full text as markdown