Full text of GCA ADVISORS, LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC VERSION #### GCA ADVISORS, LLC ## FINANCIAL STATEMENT WITH REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM #### DECEMBER 31, 2020 {1}------------------------------------------------ ## GCA ADVISORS, LLC #### FINANCIAL STATEMENT #### DECEMBER 31, 2020 ## TABLE OF CONTENTS #### Page | Oath of Affinnation i | |------------------------------------------------------------| | Report of Independent Registered Public Accounting Firm 1 | | Statement of Financial Condition 2 | | Notes to Financial Statement 3 -9 | {2}------------------------------------------------  UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** OMB APPROVAL OMB Number: 3235-0123 Expires: O<:tober 31, 2023 Estimated average burden hours oer resoonse ••.... 12.00 | SEC FILE NUMBER | |-----------------| | a66065 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | 12/31/20<br>AND ENDING ~~~~~~~~~~<br>MM/DD/YY | | | |-------------------------------------------------------------------|-----------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MMIDDNY | | | | | | | | | | NAME OF BROKER-DEALER: GCA ADVISORS, LLC | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM l.D. NO. | | | ONE MARITIME PLAZA, 25TH FLOOR | | | | | (No. and Street) | | | | | CA | | 94111 | | | (Stale) | | (Zip Code) | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | ERNST WINTTER & ASSOCIATES LLP | | | | | | | | | | | CA | 94596 | | | (City) | (Slate) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/20 | A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, stale last. first, middle name)<b…Read the full text as markdown