Full text of AURUS ADVISORS, INC.'s X-17A-5 filed 2025-02-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Aurus Advisors, Inc. (SEC ID NO. 8-66089) # Annual Audit Report December 31, 2024 # PUBLIC DOCUMENT Filed Pursuant to Rule 17-A-5(e)(3) as a Public Document {1}------------------------------------------------ # **PUBLIC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMBER | | |--|-----------------|--| | | | | 8-66089 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | __<br>___<br>0_1_/0_1_/2_4 | ___<br>AND ENDING | __<br>_<br>1_2/_3_1_/2_4 | | |-------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Aurus Advisors, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ig Broker-dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | N. 822 Florida A1A, Suite 310 | | | | | | | (No. and Street) | | | | | | | | | | | Ponte Vedra Beach<br>(City) | Florida | | 32082 | | | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Richard J. Augustus | (904) 473-4940 | | raugustus@aurusadvisors.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst Wintter & Associates LLP | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | 675 Ygnacio Valley Blvd, Suite | Walnut Creek | California | 94596 | | | (Address) | (City) | (State) | (Zip Code) | | | February 24. 2009 | | 3438 | | | | (rte of Registration with PCAOB)(if applicable] | | | (PCAOB Registration Number, If applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | • Claims for ex…Read the full text as markdown