AURUS ADVISORS, INC. X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of AURUS ADVISORS, INC.'s X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: AURUS ADVISORS, INC.
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001462258-17-000002
• CIK: 1258040
• File #: 8-66089
• Material weakness: No
• Auditor: Ernst Wintter & Associates LLP
• Auditor location: Walnut Creek, CA
• Contact: Christine Bazzini
• Phone: 5303334810
• Signed by: Richard J. Augustus (President)

Document text (excerpt)

X-17A-5 0001258040 XXXXXXXX LIVE false false false 12-01-2016 12-31-2016 Broker-dealer N AURUS ADVISORS, INC. N. 822 FLORIDA A1A SUITE 310 PONTE VEDRA BEACH CA 32082 Christine Bazzini 5303334810 Ernst Wintter & Associates LLP 675 Ygnacio Valley Road, Suite A200 Walnut Creek CA 94596 Certified Public Accountant Richard J. Augustus AURUS ADVISORS, INC. 12-31-2016 Richard J Augustus President Y

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• X-17A-5 — 2021-02-25
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-15
• X-17A-5 — 2018-03-09
• X-17A-5 — 2016-02-23
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)