Full text of T CAPITAL FUNDING, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE !NUMBER 8-66106 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1 /1 /21 AND ENDING 12/31 /21 ~~~~~~~~- -~~~~~~~~~ MM/DD/YY MM/00/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: T CAPITAL FUNDING, LLC TYPE OF REGISTRANT (check all applicable boxes): ii!!!l Broker-dealer D Security-based swap dealer D Major security-based swap participant ::J Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 610 N. Wymore Road, Suite 120 (No. and Street) Maitland FL 32751 lCity) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Amber Clarke 321-280-5235 TCFac@tcapitalfunding.com (Name) (Area Code - Telephone Num ber) (Email Address) 8. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Raich Ender Malter & Co. LLP (Name - if individual, state last, first, and middle name) 1375 Broadway New York NY 10018 (Address) (City) (State) (Zip Code) 6/23/04 50 l" -01 RogiM t;,o with PCAOB)(if •ppl<•blo) FOR OFFICIAL USE ONLY (PCAOB Rogj•tr .. ioo N"mbo" if •ppH" blo) I • Claims for exemption from the requirement t hat the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to t he collection of information contained in t his form are not required to respond unless the form displays a current ly valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Amber Clarke , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of T CAPITAL FUNDING. LLC as of December 31 2~, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer.  Title: CEO # This filing\*\* contains (check all pplica'…Read the full text as markdown