Full text of T CAPITAL FUNDING, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response : 12 SEC FILE NUMBER 8-66106 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /22** MM/DD/VY AND ENDING **12/3 1** f*22* MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAMEOFFIRM: T CAPITAL FUNDING, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant =:! Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 600 Northlake Blvd., Suite 175 (No. and Street) Altamonte Springs FL 32701 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Amber Clarke 321-280-5235 TCFac@tcapitalfunding.com (Name) (Area Code - Telephone Number) (Email Addre ss) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are conta ined in this filing \* EisnerAmper LLP (N ame - if individual, sta te last, first, and middle name) 733 Third Avenue New York NY 10017 (Address) (City) (State) (Zip Code) 9/29/03 274 **l" of Regist,atioo with PCAOB)l if apPli<able] FOR OFFICIAL USE ONLY (PCAOB Registcatioo N "mbe,,** if **applicable]** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publ ic accountant must be supported by a sta tem ent of facts and circumstances relied on as the ba sis of th e exemption. See 17 CFR 240.l 7a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Amber Clarke | , swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------|-----------------------------------------------------------------------| | financial report pertaining to the firm of T CAPITAL FUNDING. LLC | , as of | December 31 , 2~, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or eq uivalent person, as…Read the full text as markdown