Full text of COADY DIEMAR PARTNERS, LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STA TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-~ PART Ill** | 0MB APPROVAL | | | | | |------------------------------|--|-----------|--|--| | 0MB Number: | | 3235-0123 | | | | October 31, 2023<br>Expires: | | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | SEC FILE NUMBER 8-66123 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING January 1, 2020 | MM/DDNY | | AND ENDING December 31, 2020<br>MM/DDNY | | |---------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|-----------------------------------------|--| | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | COADY DIEMAR p ARTNERS, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 1345 Avenue of the Americas, 33rd floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10105 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Jonathan Anzaldo | | | 212-901-2627 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | RW GROUP LLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 400 OLD FORGE LANE, SUITE 401 | KENNETT SQUARE | PA | 19348 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>✓<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collectlon of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}----------------…Read the full text as markdown