Full text of COADY DIEMAR PARTNERS, LLC's X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES ; i **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** [ > I I I # **ANNUAL REPORTS** <sup>I</sup> **FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-66123 | | **FACING PAGE** <sup>I</sup> **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING O 1/01/2021 | | I<br>AND E~DING 12/31 | | /2021 | |-----------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|-----------------------|--------------------------|---------------------------------------------| | | MM/D0/YY | !<br>I | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION ! | | | | | NAME o F FIRM: Coady Diemar Partners, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Securit<br>[:;J Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | y-based swap dealer | | | D Major seFurity-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 270 Lafayette Street, Suite 204 | | | | | | | (No. and Street) | | | | | New York | NY | | 10012 | | | (Cit y) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jonathan Anzaldo<br>212 901 2627 | | | jonathan@coadydiemar.com | | | {Name) | {Area Code - Telephone Number)<br>: | | {Email Addn ss) | | | | B. ACCOUNTANT IDENTIFICATION: | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his filing* | | I<br>l | | | | RW Group LLC | | | | | | 400 Old Forge Lane, Suite 401 | {Name - if individual, state last, first, and middle name)<br>Kennett Square | | PA | 19348 | | (Address) | (City) | | (State) | (Zip Code) | | 02/23/2010 | | 5020 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registratio n Number, if applicable) | | • Claims for exemption from t he requirement that the annual reports be covered by t_he reports of an ir dependent public | FOR OFFICIAL USE ONLY | ' : | | | accountant must be supported by a statement of facts and circumstances relied onias the basis of th1 exemption. See 17 CFR 240.17a-S{e)(l)(ii), if applicable. <sup>i</sup> ! **Pe…Read the full text as markdown