Full text of RIDGEVIEW CAPITAL, LLC's X-17A-5 filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ::::===============:::::: SEC FILE NUMBER # ANNUAL REPORTS FORM X-17A-5 PART Ill | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------------|----------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | AND ENDING 12/31 | 25<br>/ 2 0 | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME o F FIRM: Ridgeview Capital LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 723 W Pacific Avenue, Suite 100 | | | | | | | (No. and Street) | | | | | Salt Lake City | UT | | 84104 | | | (City) | (State) | | (Zip Code} | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | C. Burton Stohl | 801-556-2671 | | bstohl@ridgeviewcap.com | | | ------------------<br>(Name) | -<br>(Area Code - Telephone Number) | --------- | (Em a i I Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Mercuri us | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | (Address) | (City) | (State) | (Zip Code) | | | 2/10/2009 | | 3223 | | | | | | | | | | ' l a-te_o_f -Re- g-is-tr-at-io_n_w-it-h-PC_A_O_B_)(-if-ap_p_lic-a-bl-e)_F_O_R_O_FF_I_C_IA_l | _U_S_E_O_N __ l v | __ | (P-CA- 08- Re-g-ist-,afoo """'""• ••••• ,II | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>…Read the full text as markdown