Full text of RIDGEVIEW CAPITAL, LLC's X-17A-5 filed 2026-03-05 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 8-66125 SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>01/01/24 | AND ENDING | -----------<br>12/31/24 | |---------------------------------|------------------------|------------|-------------------------| | | MM/DD/VY | | MM/DD/VY | **A. REGISTRANT IDENTIFICATION** #### Ridgeview Capital, LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 723 W Pacific Ave, Suite 100 | | (No. and Street) | | |-----------------------------------------------------|---------------------------------------------------------------------------|-------------------------| | Salt<br>Lake<br>City | UT | 84104 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | C.<br>Burton<br>Stohl | 801-456-1400 | bstohl@ridgeviewcap.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Mercurius | | | | A-94/8, Wazirpur Industrial ANew Delhi-110052 India | (Name - if individual, state last, first, and middle name) | | | (Address) | (City) | (State)<br>(Zip Code) | | 2/10/2009 | | 3223 | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** Clark Burton Stohl Ridgeview Capital, LLC I, \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_, swear (or affirm) that…Read the full text as markdown