Full text of OCM INVESTMENTS, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-66176 | MM/DD/VY **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /22** MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: OCM Investments, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant AND ENDING **12/31 /22** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 333 South Grand Avenue, 28th floor | | (No. and Street) | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------|---------------------------------------------|--| | Los Angeles | CA | | 90071 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John B. Edwards | (213) 830-6229 | | jedwards@oaktreecapital.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 725 South Figueroa Street | Los Angeles | CA | 90017 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 42 | | | | rte of<br>Re,;stnmo" w•h PCAOB)(;f appU~ble) FOR OFFICIAL USE ONLY | | | (PCAOB Reglstcatlo" N,mbec, If appll~ble) I | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------------------------|------------------------------------------------------------|---------|---------------------------------------------| | 725 South Figueroa Street | Los Angeles | CA | 90017 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | rte of<br>Re,;stnmo" w•h PCAOB)(;f appU~ble) FOR OFFICIAL USE ONLY | | | (PCAOB Reglstcatlo" N,mbec, If appll~ble) I | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of…Read the full text as markdown