Full text of OCM INVESTMENTS, LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC Fili NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31 /25<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /25<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME oF FIRM: OCM Investments, LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is als.o an OTC derivatives dea ler<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>333 South Grand Avenue (28th Floor)<br>(No. and Street)<br>Los Angeles<br>Califonia<br>(City)<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Jeffery Zhao<br>213-8306350<br>jzhao@oaktreecapital.com<br>(Name)<br>(Area Code - Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP<br>(Name - if individual, state last, first, and middle name)<br>California 90017<br>725 South Figueroa Street<br>Los Angeles<br>(Address)<br>(City)<br>(State)<br>10/20/2003<br>42 | MM/DD/YY | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown