Full text of FTP SECURITIES LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FTP Securities LLC Financial Statement and Report of Independent Registered Public Accounting Firm As of December 31, 2022 {1}------------------------------------------------ | UNITED STATES | | |------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | Washington, D.C. 20549 | | | | | | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | | | 8-66218 ### ANNUAL REPORTS FORM X-17A-5 PART III | FACING PAC | | | |------------|--|--| GE F Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/22 FILING FOR THE PERIOD BEGINNING 01/01/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: FTP Securities LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer O Security-based swap dealer @ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1 Front Street, 31st Floor (No. and Street) San Francisco CA 94111 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING David Figur (516) 406-3809 david.figur@ftpartners.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) 560 Mission St. San Francisco CA 94105 (Address) (City) (State) (Zip Code) 10/20/2003 42 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION |, David Figur \_ swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of FTP Securities LLC . as of 12/31 ont person, as the and correct. I further swear (or affirm…Read the full text as markdown