Full text of FTP SECURITIES LLC's X-17A-5/A filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FTP Securities LLC** **Financial Statement and Report of Independent Registered Public Accounting Firm** **As of December 31, 2024** {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | OMB APPROVAL | | | | |---------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | hours per response:<br>12 | | | | | SEC FILE NUMBER | |-----------------| | 8-66218 | MM/DD/YY Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/24 AND ENDING 12/31/24 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: FTP Securities LLC TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 100 California Street, 7th Floor | (No. and Street) | | | | | | | |----------------------------------------------|-------------------------------|--|--|--|--|--| | CA | 94111 | | | | | | | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | (929) 286-9522 | jennifer.holly@ftpartners.com | | | | | | | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Ernst Wintter & Associates LLP | (Name - if individual, state last, first, and middle name) | | | | | | | |------------------------------------------------------------|--------|---------|--------------------------------------------|--|--|--| | 675 Ygnacio Valley Road, Suite A200 Walnut Creek | | CA | 94596 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 02/24/09 | | 3438 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | * ( sime for ovemption from the are | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of fact and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons w…Read the full text as markdown