Full text of PALLADIUM CAPITAL GROUP, LLC's X-17A-5 filed 2021-03-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PALLADIUM CAPITAL GROUP, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** QMB APPROVAL MM/DD/YY MM/DD/YY **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINING **JANUARY 1, 2020** AND ENDING **DECEMBER 31, 2020** | | A. REGISTRANT IDENTIFICATION | | | |-------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------|-----------------|--------------------------------| | NAME OF BROKER DEALER: | PALLADIUM CAPITAL GROUP, | LLC | OFFICAL USE ONLY | | ADDRESS OF<br>PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | __________<br>FIRM ID. NO. | | | 333 TAMIAMI TRAIL, SUITE 291 | | | | | (No. and Street) | | | | VENICE | FL | | 34285 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | JOEL PADOWITZ | | | 617-271-6736 | | | | | (Area Code -<br>Telephone No.) | | | B. ACCOUNTANT DESIGNATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion | is contained<br>OHAB AND COMPANY, PA<br>(Name -<br>if individual, state last, first, middle name) | in this Report* | | | 100 E. SYBELIA AVENUE, SUITE 130, MAITLAND | | FLORIDA | 32751 | | (Address and City) | | (State) | (Zip Code) | | CHECK ONE:<br><br>Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* **Potential persons who are to respond to the collection of information contained in this form are required to respond unless the form displays a current valid OMB control number.** **SEC 1410 (11-05)** **PUBLIC** QMB Number. 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . … . 12.00 > SEC FILE NUMBER **8-66223** {2}------------------------------------------------ ### OATH OR AFFIRMATION | | MARK SLOVIN | , swear (or affirm) that, to the | |-----------------------------------------------------------…Read the full text as markdown