Full text of PALLADIUM CAPITAL GROUP, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PALLADIUM CAPITAL GROUP, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 {1}------------------------------------------------ UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION PUBLIC Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/21 filing for the period beginning 01/01/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: PALLADIUM CAPITAL GROUP, LLC TYPE OF REGISTRANT (check all applicable boxes): ത Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 333 TAMIAMI TRAIL, SUITE 291 (No. and Street) VENICE FLORIDA 34285 (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING JOEL PADOWITZ (646) 485-7297 JP@PALLADIUMCAPITAL.COM (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* OHAB AND COMPANY. PA (Name – if individual, state last, first, and middle name) 32751 100 E SYBELIA AVE, SUITE 130 MAITLAND i (Address) (City) (State) (Zip Code) JULY 28, 2004 18339 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public OMB APPROVAL accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION | MARK SLOVIN | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | | financial report pertaining to the firm of PALLADIUM CAPITA…Read the full text as markdown